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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order