Search Result

241 - 260 of 841 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 15.2 General

As Published: 2009

PERG 15.2 General

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures