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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

COBS 18.4 Stock lending activity

As Published: 2007

COBS 18.4 Stock lending activity

COBS 18.10 UCITS qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers and service companies

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues