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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA