Search Result

221 - 240 of 790 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

…

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

…

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

…

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

…

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

…

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

…

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

…

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

…

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

…

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

…

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

…

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

…

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

…

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

…