Search Result

381 - 400 of 756 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund