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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes