Search Result

561 - 580 of 807 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

MCOB 6.3 General

As Published: 2004

MCOB 6.3 General

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing