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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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