Search Result

361 - 380 of 791 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution