Search Result

741 - 760 of 778 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General