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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action