Search Result

141 - 160 of 796 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission