Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

…

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2010

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

…

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 1.5 Fees, market abuse safe harbours and sanctions

DEPP 4.2 Urgent statutory notice cases

DEPP 3.4 Urgent supervisory notice cases

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 8.5 In the course of business

PERG 5.3 Contracts of insurance

REC 1.1 Application

PERG 2.3 The business element

COLL 7.5 Schemes or sub-funds that are not commercially viable

MIPRU 4.3 Calculation of annual income

COLL 4.3 Approvals and notifications

SUP 11.4 Requirements on firms

SUP 11.7 Acquisition or increase of control: assessment process and criteria

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP App 3.3 Background

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading