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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

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