Search Result

141 - 160 of 923 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 13.2 General

As Published: 2007

PERG 13.2 General

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application