Search Result

681 - 700 of 955 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2008

ICOBS 2.2 Communications to clients and financial promotions

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

DTR 1B.2 Modifying rules and consulting the FSA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FSA

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares