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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

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COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

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COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

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COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

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COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

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COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

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COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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