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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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SYSC 4.2 Persons who effectively direct the business

BIPRU 12.3 Liquidity risk management

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SYSC 13.6 People

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LR 8.7 Supervision of sponsors

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REC 2.4 Suitability

DISP 1.1 Purpose and application

COBS 20.2 Treating with-profits policyholders fairly

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 9.2 Requirements with continuing application

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing