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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

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ICOBS 6.4 Pre- and post-contract information: protection policies

REC 4.7 The section 297 power to revoke recognition

SUP 14.3 Changes to cross border services

PERG 4.6 Advising on regulated mortgage contracts

CRED 9.1 Application, purpose and interpretation

DEPP 6.7 Discount for early settlement

LR 3.3 Shares

BIPRU 12.5 Individual Liquidity Adequacy Standards

DISP 1.4 Complaints resolution rules

PERG 8.7 Engage in investment activity

COLL 5.5 Cash, borrowing, lending and other provisions

MAR 1.10 Statutory exceptions

ICOBS 8.1 Insurers: general

REC 3.25 Significant breaches of rules and disorderly trading conditions

LR 1.6 Listing Categories

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order