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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

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PERG 15.2 General

As Published: 2009

PERG 15.2 General

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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