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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PR App 3.1

As Published: 2005

PR App 3.1

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate