Search Result

201 - 220 of 870 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

PR App 3.1

As Published: 2005

PR App 3.1

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation