Search Result

161 - 180 of 1006 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances