Search Result

821 - 840 of 948 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

REC 1.1 Application

As Published: 2005

REC 1.1 Application

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle