Search Result

741 - 760 of 1021 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction