Search Result

601 - 620 of 707 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction