Search Result

281 - 300 of 1006 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2010

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PR App 3.1

As Published: 2005

PR App 3.1

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose