Search Result

161 - 180 of 618 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles