Search Result

141 - 160 of 848 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures