Search Result

61 - 80 of 918 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information