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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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COLL 4.5 Reports and accounts

PERG 5.12 Link between activities and the United Kingdom

DEPP 2.5 Provision for certain categories of decision

COLL 4.2 Pre-sale notifications

COLL 6.3 Valuation and pricing

SUP 14.3 Changes to cross border services

SYSC 4.1 General requirements

DISP 1.1 Purpose and application

SUP 13.7 Changes to cross border services

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 14.6 Cancelling qualification for authorisation

SUP App 3.6 Freedom to provide services

SYSC 10.1 Application

SUP 13.2 Introduction

PERG 4.11 Link between activities and the United Kingdom

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

DISP 1.3 Complaints handling rules

SUP 6.2 Introduction

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 4.2B Exercise of passport rights by a UK RIE