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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

LR 6.1 Application

As Published: 2005

LR 6.1 Application

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research