Search Result

821 - 840 of 1052 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference