Search Result

21 - 40 of 866 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research