Search Result

161 - 180 of 733 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 13.2 General

As Published: 2007

PERG 13.2 General

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information