Search Result

41 - 60 of 1003 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's