Search Result

41 - 60 of 498 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations