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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

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REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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