Search Result

161 - 180 of 912 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PR App 3.1

As Published: 2005

PR App 3.1

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources