Search Result

141 - 160 of 193 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

LR 20.1 Application

As Published: 2010

LR 20.1 Application

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PR App 3.1

As Published: 2005

PR App 3.1

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting