Search Result

141 - 160 of 820 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership