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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

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MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

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