Search Result

481 - 500 of 964 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.2 General

As Published: 2009

PERG 15.2 General

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements