Search Result

181 - 200 of 708 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit