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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

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PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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REC 6.1 Introduction and legal background

BIPRU 3.4 Risk weights under the standardised approach to credit risk

COND 2.4 Threshold condition 4: Adequate resources

SUP 12.5 Contracts: required terms

PR 4.2 Third country issuers

REC 6A.1 Exercise of passport rights by EEA market operator

BIPRU 12.8 Cross-border and intra-group management of liquidity

BIPRU 13.5 CCR standardised method

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 13A.3 Qualifications for authorisation under the Act

LR 1.5 Standard and Premium Listing

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order