Search Result

161 - 180 of 1006 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language