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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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COND 1.3 General

As Published: 2001

COND 1.3 General

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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