Search Result

141 - 160 of 458 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?