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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

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COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

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COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

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COBS 9.2 Assessing suitability

COBS 18.11 Authorised professional firms

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MIPRU 3.2 Professional indemnity insurance requirements

PERG 4.12 Appointed representatives

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

COBS 9.3 Guidance on assessing suitability

COBS 4.8 Cold calls and other promotions that are not in writing